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RIA Intelligence
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Registered advisor
J••••••• S••••••
Feed of 09/14/2026
Also filed as J••••••• M. S••••••
At current firm
0 y
since Feb 4, 2026
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 4, 2026 · Willmar, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 5, 2025 to Nov 28, 2025 · Dallas, Tx
- A•••••• A••••••• S••••••• formerFeb 24, 2023 to Sep 5, 2025 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedJul 28, 2021 to Nov 10, 2022 · San Diego, Ca
- A•••••• A••••••• S••••••• formerJun 28, 2021 to Jul 30, 2021 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to A•••••• A••••••• S•••••••left Nov 10, 2022, registered Feb 24, 2023 (106 days) · RIA to affiliated broker-dealer or bank
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left Jul 30, 2021, registered Jul 28, 2021 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- J••••••• S•••••• left L•• F•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-02-24)Nov 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address