DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• A••• W••••••••

K•• W••••• M•••••••••state registeredLebanon, OhIA-onlyIAPD 6626957

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••• W••••••••

At current firm

2 y

since Apr 15, 2024

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• W••••• M••••••••• state registered current
since Apr 15, 2024 · Lebanon, Oh
P•••• S••••••••• L•• no RAUM
Jan 16, 2020 to Feb 14, 2024 · West Chester, Oh
C••••• A•••••• N••••••• L•• former
Mar 28, 2019 to Jan 17, 2020 · Beavercreek, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 27, 2017 to Mar 29, 2019 · Miamisburg, Oh
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 23, 2016 to Jun 7, 2017 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to K•• W••••• M•••••••••
left Feb 14, 2024, registered Apr 15, 2024 (61 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••• A•••••• N••••••• L•• to P•••• S••••••••• L••
left Jan 17, 2020, registered Jan 16, 2020 (-1 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• A•••••• N••••••• L••
left Mar 29, 2019, registered Mar 28, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•• I•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 7, 2017, registered Jun 27, 2017 (20 days) · Other

Signals

D•••• A••• W•••••••• left P•••• S••••••••• L•• for K•• W••••• M••••••••• (registered 2024-04-15)
Feb 14, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address