RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J• B•••
- L•• F•••••••• L•• BD affiliated currentsince Jun 1, 2026 · North Oaks, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDApr 21, 2020 to Jun 11, 2026 · Inver Grove Heights, Mn
- C•• F•••••••• S•••••••• L••• formerNov 15, 2019 to Apr 28, 2020 · Saint Louis Park, Mn
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 29, 2019 · Plymouth, Mn
- M•• F•••••••• S•••••••• I••• formerSep 26, 2016 to Mar 25, 2017 · Minnetonka, Mn
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 11, 2026, registered Jun 1, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•• F•••••••• S•••••••• L••• to A••••••••• F•••••••• S•••••••• L••left Apr 28, 2020, registered Apr 21, 2020 (-7 days) · RIA to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to C•• F•••••••• S•••••••• L•••left Jan 29, 2019, registered Nov 15, 2019 (290 days) · Affiliated broker-dealer or bank to independent RIA
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- A••••• J• B••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-06-01)Jun 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address