DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•••••• Z•••••

S••••••••• P•••••• L••independent RIANorthville, MiIA-onlyIAPD 6645201

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• Z•••••

At current firm

2 y

since Apr 17, 2024

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• P•••••• L•• independent RIA current
since Apr 17, 2024 · Northville, Mi
C•••••• S••••• • C••• I••• national BD
Nov 15, 2021 to Apr 12, 2024 · Troy, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 23, 2020 to Nov 17, 2021 · Ann Arbor, Mi
R•••••• J•••• • A••••••••• I••• national BD
Oct 5, 2017 to May 27, 2020 · Northville, Mi

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to S••••••••• P•••••• L••
left Apr 12, 2024, registered Apr 17, 2024 (5 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Nov 17, 2021, registered Nov 15, 2021 (-2 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 27, 2020, registered Jun 23, 2020 (27 days) · Affiliated broker-dealer or bank to another

Signals

M••• A•••••• Z••••• left C•••••• S••••• • C••• I••• for S••••••••• P•••••• L•• (registered 2024-04-17)
Apr 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address