RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• A••• K••••
- T••••••• P••• F•••••••• P••••••• state registered currentsince Jul 6, 2022 · Brooklyn Heights, Oh
- N••••••••• L•• independent RIAJan 19, 2022 to Jul 22, 2022 · Brooklyn Heights, Oh
- P•••••••• F•••••••• P•••••••• I••• unclassifiedJul 12, 2016 to Jan 18, 2022 · Rocky River, Oh
- N••••••••• L•• to T••••••• P••• F•••••••• P•••••••left Jul 22, 2022, registered Jul 6, 2022 (-16 days) · RIA to a state-registered adviser
- P•••••••• F•••••••• P•••••••• I••• to N••••••••• L••left Jan 18, 2022, registered Jan 19, 2022 (1 days) · Other
- B••••• A••• K•••• left N••••••••• L•• for T••••••• P••• F•••••••• P••••••• (registered 2022-07-06)Jul 22, 2022 · Advisor changed firm · fact
- B••••• A••• K•••• left P•••••••• F•••••••• P•••••••• I••• for N••••••••• L•• (registered 2022-01-19)Jan 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address