RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• E••••• C•••••
- C••••• T•• A•• F•••••••• I••• state registered currentsince Jan 1, 2025 · Carolina Beach, Nc
- B•••••••• I••••••••• A•• T•• P••••••• state registeredSep 23, 2019 to Feb 24, 2021 · Valley Springs, Ca
- B•••••••• W••••• P•••••••• L•• unclassifiedOct 16, 2017 to Oct 5, 2019 · Valley Springs, Ca
- B•••••••• W••••• P•••••••• L•• unclassifiedJun 16, 2016 to Oct 16, 2017 · Valley Springs, Ca
- B•••••••• I••••••••• A•• T•• P••••••• to C••••• T•• A•• F•••••••• I•••left Feb 24, 2021, registered Jan 1, 2025 (1407 days) · Other
- B•••••••• W••••• P•••••••• L•• to B•••••••• I••••••••• A•• T•• P•••••••left Oct 5, 2019, registered Sep 23, 2019 (-12 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address