DFX Intelligence
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Registered advisor
M•••••• A••• S••••
Feed of 09/14/2026
At current firm
9 y
since Oct 20, 2016
In the industry
18 y
since Dec 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• I••••••••• C••••••••• institutional currentsince Oct 20, 2016 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUM currentsince Oct 20, 2016 · Pittsburgh, Pa
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerOct 20, 2016 to Dec 31, 2019 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerOct 20, 2016 to Dec 31, 2019 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• G••••• I••••••••• M••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Dec 31, 2019, registered Oct 20, 2016 (-1167 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• I••••••••• C•••••••••left Dec 31, 2019, registered Oct 20, 2016 (-1167 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address