DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• C••••• D••••

B•••• C••••••state registeredLeesburg, VaIA-onlyIAPD 6683889

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••••• C••••• D••••

At current firm

1 y

since Apr 30, 2025

In the industry

11 y

since Nov 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••• C•••••• state registered current
since Apr 30, 2025 · Leesburg, Va
M•• C•••••• M••••••••• L•• independent RIA
Jul 3, 2019 to Apr 28, 2025 · Reston, Va
M•• W••••• M••••••••• L•• former
Feb 1, 2019 to Jun 28, 2019 · Reston, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 3, 2017 to Jan 9, 2019 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

M•• C•••••• M••••••••• L•• to B•••• C••••••
left Apr 28, 2025, registered Apr 30, 2025 (2 days) · RIA to a state-registered adviser
M•• W••••• M••••••••• L•• to M•• C•••••• M••••••••• L••
left Jun 28, 2019, registered Jul 3, 2019 (5 days) · RIA to RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• W••••• M••••••••• L••
left Jan 9, 2019, registered Feb 1, 2019 (23 days) · Wirehouse to independent RIA

Signals

A•••••• C••••• D•••• left M•• C•••••• M••••••••• L•• for B•••• C•••••• (registered 2025-04-30)
Apr 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address