DFX Intelligence
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Registered advisor
A•••••••• J•••• H•••••
Feed of 09/15/2026
Also filed as A•••••••• J•••• H••••••••• H•••••
At current firm
3 y
since Sep 5, 2023
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 5, 2023 · Snellville, Ga
- J••• M••••• S••••••••• L•• wirehouseNov 23, 2020 to Aug 16, 2023 · Lilburn, Ga
- E••••• J•••• national BDOct 4, 2016 to Oct 28, 2020 · Lawrence, Ga
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 16, 2023, registered Sep 5, 2023 (20 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to J••• M••••• S••••••••• L••left Oct 28, 2020, registered Nov 23, 2020 (26 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedAug 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address