A••••• S••••••• P••••

C•••••••• G••••• M•••••• I•••BD affiliatedRockville, Md dual registrantIAPD 6695050

Feed of 09/14/2026

Also filed as A••••• P••••••••• S• P••••••••• S• K••••••••• S••••••• P••••

At current firm

2 y

since Nov 16, 2023

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Nov 16, 2023 · Rockville, Md
C•••••• S••••• • C••• I••• national BD
Aug 8, 2022 to Apr 11, 2023 · Reston, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 28, 2022 to Apr 11, 2023 · Reston, Va
T• A••••••••• I••• former
Jun 28, 2022 to Oct 14, 2022 · Reston, Va
C••••••• S••••••••• I••• BD affiliated
May 16, 2018 to Apr 9, 2021 · Warmister, Pa

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Apr 11, 2023, registered Aug 8, 2022 (-246 days) · channel change inside one enterprise, not a move
C•••••• S••••• • C••• I••• to C•••••••• G••••• M•••••• I•••
left Apr 11, 2023, registered Nov 16, 2023 (219 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Jun 28, 2022 (-108 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to T• A••••••••• I•••
left Apr 9, 2021, registered Jun 28, 2022 (445 days) · Other

Signals

••• Locked
Apr 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address