RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• N••••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 6, 2024 · Ada, Mi
- W•••••• • R••• formerApr 28, 2021 to Jul 21, 2021 · Kentwood, Mi
- C••••••• S••••••••• formerJun 21, 2017 to Apr 19, 2021 · Grand Rapids, Mi
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Feb 6, 2024 (930 days) · corporate re-registration, not a move
- C••••••• S••••••••• to W•••••• • R•••left Apr 19, 2021, registered Apr 28, 2021 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address