RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• G•••• W••••
- R••• F•••••••• P••••••• independent RIA currentsince Feb 28, 2024 · Fort Worth, Tx
- B••••••••• S•••••••• W•••••• L•• formerFeb 28, 2023 to Feb 7, 2024 · St Louis, Mo
- C••• L•• BD affiliatedJun 19, 2019 to Jan 18, 2023 · Dallas, Tx
- B••••••••• S•••••••• W•••••• L•• to R••• F•••••••• P•••••••left Feb 7, 2024, registered Feb 28, 2024 (21 days) · RIA to RIA
- C••• L•• to B••••••••• S•••••••• W•••••• L••left Jan 18, 2023, registered Feb 28, 2023 (41 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••• G•••• W•••• left B••••••••• S•••••••• W•••••• L•• for R••• F•••••••• P••••••• (registered 2024-02-28)Feb 7, 2024 · Advisor changed firm · fact
- B•••••• G•••• W•••• left C••• L•• for B••••••••• S•••••••• W•••••• L•• (registered 2023-02-28)Jan 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address