DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• R••• M•••••

L•• F•••••••• L••BD affiliatedGreenville, Padual registrantIAPD 6705192

Feed of 09/14/2026

At current firm

2 y

since Jul 25, 2024

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 25, 2024 · Greenville, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Jul 26, 2024 · Greenville, Pa
S•••••••• L•••••••• A•••••••• I••• unclassified
Feb 24, 2017 to Dec 20, 2024 · Greenville, Pa
C••••• A•••••• N••••••• L•• former
Feb 9, 2017 to Jun 29, 2023 · Greenville, Pa

Moves

a registration end followed by a registration begin elsewhere

S•••••••• L•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Dec 20, 2024, registered Jun 29, 2023 (-540 days) · Other
C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Jul 26, 2024, registered Jul 25, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to S•••••••• L•••••••• A•••••••• I•••
left Jun 29, 2023, registered Feb 24, 2017 (-2316 days) · Other

Signals

M•••••• R••• M••••• left S•••••••• L•••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Dec 20, 2024 · a•••••• firm change · fact
M•••••• R••• M••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-07-25)
Jul 26, 2024 · a•••••• firm change · fact
M•••••• R••• M••••• left C••••• A•••••• N••••••• L•• for S•••••••• L•••••••• A•••••••• I••• (registered 2017-02-24)
Jun 29, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address