RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••• P•••••••• L•• state registered currentsince Nov 28, 2022 · Geneva, Il
- I•••••• A•••••••• L•• independent RIAOct 8, 2019 to Nov 29, 2022 · Geneva, Il
- H•••••••• A•••••• G••••• L•• formerFeb 16, 2017 to Jul 11, 2018 · Saint Charles, Il
- I•••••• A•••••••• L•• to L••• P•••••••• L••left Nov 29, 2022, registered Nov 28, 2022 (-1 days) · RIA to a state-registered adviser
- H•••••••• A•••••• G••••• L•• to I•••••• A•••••••• L••left Jul 11, 2018, registered Oct 8, 2019 (454 days) · RIA to a newly registered adviser
- K••• M•••••• L••• left I•••••• A•••••••• L•• for L••• P•••••••• L•• (registered 2022-11-28)Nov 29, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address