RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A• W•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 5, 2024 · Hartselle, Al
- K•••• F•••••••• A•••• A•••••••• L••• independent RIAApr 11, 2017 to Jan 12, 2024 · Loves Park, Il
- K•••• F•••••••• A•••• A•••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 12, 2024, registered Feb 5, 2024 (24 days) · RIA to affiliated broker-dealer or bank
- M•••••• A• W••••• left K•••• F•••••••• A•••• A•••••••• L••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-02-05)Jan 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address