DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• R••• O•••••

L•• F•••••••• L••BD affiliatedSalt Lake City, Utdual registrantIAPD 6722564

Feed of 09/14/2026

Also filed as A•••••• R••• Larsen

At current firm

2 y

since May 7, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 7, 2024 · Salt Lake City, Ut
U••• B•••••• A•••••••• L•• BD affiliated
Dec 11, 2023 to Apr 24, 2024 · Glendale, Ca
U••• B•••••• I••••••••• I••• former
Nov 20, 2017 to Apr 24, 2024 · Minneapolis, Mn
S•••••• F•••••••• S••••••• I•• independent RIA
Apr 26, 2017 to Oct 23, 2017 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• A•••••••• L•• to L•• F•••••••• L••
left Apr 24, 2024, registered May 7, 2024 (13 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Apr 24, 2024, registered Dec 11, 2023 (-135 days) · Affiliated broker-dealer or bank to another
S•••••• F•••••••• S••••••• I•• to U••• B•••••• I••••••••• I•••
left Oct 23, 2017, registered Nov 20, 2017 (28 days) · Other

Signals

A•••••• R••• O••••• left U••• B•••••• I••••••••• I••• for U••• B•••••• A•••••••• L•• (registered 2023-12-11)
Apr 24, 2024 · Advisor changed firm · fact
A•••••• R••• O••••• left U••• B•••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2024-05-07)
Apr 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address