RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• E•••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Sep 15, 2026 · Manchester, Nh
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 24, 2025 to Sep 2, 2026 · Concord, Nh
- E•• F•••••••• A••••••• independent RIANov 20, 2024 to Jan 17, 2025 · Colchester, Vt
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 13, 2020 to Aug 30, 2023 · Merrimack, Nh
- C••••• I••••••••• A••••••• L•• to T• P•••••• C••••• W••••• L••left Sep 2, 2026, registered Sep 15, 2026 (13 days) · Affiliated broker-dealer or bank to another
- E•• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Jan 17, 2025, registered Jan 24, 2025 (7 days) · RIA to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to E•• F•••••••• A•••••••left Aug 30, 2023, registered Nov 20, 2024 (448 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••• E••• added a NH registration at T• P•••••• C••••• W••••• L••Sep 17, 2026 · New state registration · fact
- P•••••• E••• added a ME registration at T• P•••••• C••••• W••••• L••Sep 17, 2026 · New state registration · fact
- P•••••• E••• registered as an investment adviser representative at T• P•••••• C••••• W••••• L••Sep 15, 2026 · Advisor registered · fact
- P•••••• E••• added a NJ registration at T• P•••••• C••••• W••••• L••Sep 15, 2026 · New state registration · fact
- P•••••• E••• added a FL registration at T• P•••••• C••••• W••••• L••Sep 15, 2026 · New state registration · fact
- P•••••• E••• left C••••• I••••••••• A••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-09-15)Sep 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address