DFX Intelligence
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Registered advisor
J•••• R••••• T•••••
Feed of 09/14/2026
Also filed as J•• T••••••••• R••••• T••••••••• T•••••
At current firm
3 y
since Nov 29, 2022
In the industry
16 y
since Mar 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 29, 2022 · Nashua, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 23, 2019 to Oct 31, 2022 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Oct 31, 2022, registered Nov 29, 2022 (29 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address