DFX Intelligence
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Registered advisor
K••• B•••
Feed of 09/14/2026
Also filed as K••• M••••• B•••••••• B•••••••• B•••
At current firm
3 y
since Nov 1, 2022
In the industry
15 y
since Jan 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Nov 1, 2022 · Downers Grove, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJan 3, 2022 to Sep 16, 2022 · Naperville, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJun 3, 2021 to Nov 22, 2021 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 16, 2022, registered Nov 1, 2022 (46 days) · Other
Signals
- ••• LockedSep 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address