DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• N••••• G•••••

A••••••••• F•••••••• S•••••••• L••national BDMinnetonka, Mndual registrantIAPD 6739970

Feed of 09/14/2026

Also filed as C••••• N••••• Tilley

At current firm

0 y

since Aug 10, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Aug 10, 2026 · Minnetonka, Mn
L•• F•••••••• L•• BD affiliated
Mar 2, 2026 to Jun 29, 2026 · Maple Grove, Mn
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 1, 2025 to Mar 12, 2026 · Maple Grove, Mn
C•••••• S••••• • C••• I••• national BD
May 25, 2022 to Nov 4, 2024 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jun 29, 2026, registered Aug 10, 2026 (42 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Mar 12, 2026, registered Mar 2, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••
left Nov 4, 2024, registered Apr 1, 2025 (148 days) · Affiliated broker-dealer or bank to another

Signals

C••••• N••••• G••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-10)
Jun 29, 2026 · Advisor changed firm · fact
C••••• N••••• G••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-03-02)
Mar 12, 2026 · Advisor changed firm · fact
C••••• N••••• G••••• left C•••••• S••••• • C••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-04-01)
Nov 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address