RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• J• M•••••
- B•••••• F•••••••• P••••••• state registered currentsince Mar 7, 2024 · Lutz, Fl
- L•••• V••• C••••••• L•• no RAUMApr 6, 2023 to Nov 22, 2023 · Auburn, Al
- B••••• I••••••••• L•• mixed wealthMay 22, 2017 to Nov 22, 2023 · Lutz, Fl
- B••••• I••••••••• L•• to L•••• V••• C••••••• L••left Nov 22, 2023, registered Apr 6, 2023 (-230 days) · RIA to a newly registered adviser
- L•••• V••• C••••••• L•• to B•••••• F•••••••• P•••••••left Nov 22, 2023, registered Mar 7, 2024 (106 days) · Other
- S•••• J• M••••• left L•••• V••• C••••••• L•• for B•••••• F•••••••• P••••••• (registered 2024-03-07)Nov 22, 2023 · Advisor changed firm · fact
- S•••• J• M••••• left B••••• I••••••••• L•• for L•••• V••• C••••••• L•• (registered 2023-04-06)Nov 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address