DFX Intelligence
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Registered advisor
J••••• K•••••••
Feed of 09/14/2026
Also filed as J••••• I• K••••••••• K••••••••• I•••• K••••••••• I• K•••••••
At current firm
0 y
since Oct 17, 2025
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 17, 2025 · Lakeway, Tx
- W•••• F•••• A••••••• wirehouseJun 16, 2021 to Mar 20, 2025 · Miami, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 10, 2018 to Jun 2, 2021 · Dallas, Tx
- E••••• J•••• national BDMar 15, 2017 to Mar 28, 2018 · Sugar Land, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Mar 20, 2025, registered Oct 17, 2025 (211 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jun 2, 2021, registered Jun 16, 2021 (14 days) · Wirehouse to wirehouse · moved with a team
- E••••• J•••• to J••• M••••• S••••••••• L••left Mar 28, 2018, registered May 10, 2018 (43 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMar 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address