DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph R Leblanc

Raymond James & Associates, Inc.national BDSt. Petersburg, Fl dual registrantIAPD 6744606

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joseph Leblanc

At current firm

1 y

since Mar 12, 2025

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James & Associates, Inc. national BD current
since Mar 12, 2025 · St. Petersburg, Fl
Neuberger Berman Bd LLC no RAUM
Oct 24, 2023 to Apr 2, 2024 · New York, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 15, 2021 to Jan 4, 2022 · Saint Petersburg, Fl
Fidelity Personal And Workplace Advisors former
Jul 27, 2020 to Sep 10, 2021 · Morristown, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 5, 2017 to Jun 22, 2020 · Bridgewater, Nj

Moves

a registration end followed by a registration begin elsewhere

Neuberger Berman Bd LLC to Raymond James & Associates, Inc.
left Apr 2, 2024, registered Mar 12, 2025 (344 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Neuberger Berman Bd LLC
left Jan 4, 2022, registered Oct 24, 2023 (658 days) · Other
Fidelity Personal And Workplace Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 10, 2021, registered Nov 15, 2021 (66 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left Jun 22, 2020, registered Jul 27, 2020 (35 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Joseph R Leblanc left Neuberger Berman Bd Llc for Raymond James & Associates, Inc. (registered 2025-03-12)
Apr 2, 2024 · Advisor changed firm · fact
Joseph R Leblanc left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Neuberger Berman Bd Llc (registered 2023-10-24)
Jan 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address