DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Robert Listenberger
Feed of 09/14/2026
Also filed as Mark Robert Listenberger
At current firm
1 y
since Aug 19, 2025
In the industry
10 y
since Nov 1, 2015 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Aug 19, 2025 · Omaha, Ne
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to May 1, 2025 · Arlington, Ne
- Securities America Advisors, Inc. formerMay 11, 2022 to Jun 14, 2024 · Blair, Ne
- Fbl Wealth Management, LLC BD affiliatedMar 22, 2021 to Nov 17, 2021 · West Des Moines, Ia
- Td Ameritrade Investment Management, LLC formerApr 4, 2017 to Apr 7, 2021 · Omaha, Ne
- Td Ameritrade, Inc. formerApr 4, 2017 to Apr 7, 2021 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Charles Schwab & Co., Inc.left May 1, 2025, registered Aug 19, 2025 (110 days) · Affiliated broker-dealer or bank to another
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Fbl Wealth Management, LLC to Securities America Advisors, Inc.left Nov 17, 2021, registered May 11, 2022 (175 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Apr 7, 2021, registered Apr 4, 2017 (-1464 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 7, 2021, registered Apr 4, 2017 (-1464 days) · Other
Signals
- Mark Robert Listenberger left Osaic Wealth, Inc. for Charles Schwab & Co., Inc. (registered 2025-08-19)May 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address