RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S••••• R•••••
- R••••• W••••• M••••••••• state registered currentsince Sep 12, 2025 · Round Rock, Tx
- C••••• F•••••••• L•• unclassifiedJan 4, 2022 to Oct 29, 2024 · Round Rock, Tx
- A•••••• S•••••••• W•••••• I••• independent RIAMar 9, 2017 to Sep 30, 2025 · New Braunfels, Tx
- A•••••• S•••••••• W•••••• I••• to C••••• F•••••••• L••left Sep 30, 2025, registered Jan 4, 2022 (-1365 days) · Other
- C••••• F•••••••• L•• to R••••• W••••• M•••••••••left Oct 29, 2024, registered Sep 12, 2025 (318 days) · Other
- J•••• S••••• R••••• left A•••••• S•••••••• W•••••• I••• for C••••• F•••••••• L•• (registered 2022-01-04)Sep 30, 2025 · Advisor changed firm · fact
- J•••• S••••• R••••• left C••••• F•••••••• L•• for R••••• W••••• M••••••••• (registered 2025-09-12)Oct 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address