RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• F•••••• C•••••
- S••••• S•••••• state registered currentsince May 31, 2023 · Centennial, Co
- T•••• P••••• F••••••••• I••• formerNov 2, 2021 to Jun 29, 2023 · Colorado Springs, Co
- S••••• S•••••• state registeredApr 28, 2017 to Sep 2, 2022 · Centennial, Co
- T•••• P••••• F••••••••• I••• to S••••• S••••••left Jun 29, 2023, registered May 31, 2023 (-29 days) · RIA to a state-registered adviser
- S••••• S•••••• to T•••• P••••• F••••••••• I•••left Sep 2, 2022, registered Nov 2, 2021 (-304 days) · Other
- S••••• F•••••• C••••• left T•••• P••••• F••••••••• I••• for S••••• S•••••• (registered 2023-05-31)Jun 29, 2023 · Advisor changed firm · fact
- S••••• F•••••• C••••• left S••••• S•••••• for T•••• P••••• F••••••••• I••• (registered 2021-11-02)Sep 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address