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Registered advisor
B••••••• E••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as B••••••• E••••
At current firm
1 y
since Mar 14, 2025
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 14, 2025 · Canton, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDJan 4, 2023 to Mar 17, 2025 · Lancaster, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 30, 2021 to Nov 1, 2022 · West Hartford, Ct
- O•••• F•• I••• formerFeb 25, 2019 to Jun 23, 2021 · Glastonbury, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 23, 2017 to Feb 8, 2019 · Springfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Mar 17, 2025, registered Mar 14, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 1, 2022, registered Jan 4, 2023 (64 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 23, 2021, registered Sep 30, 2021 (99 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Feb 8, 2019, registered Feb 25, 2019 (17 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- B••••••• E•••• left A••••••••• F•••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2025-03-14)Mar 17, 2025 · Advisor changed firm · fact
- B••••••• E•••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-01-04)Nov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address