RIA Intelligence
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R••••• O••••
- Professional profile
- linkedin.com/in/roland-ortiz-80662227reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A••••• W••••• M••••••••• state registered currentsince Nov 18, 2025 · Murrieta, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 17, 2017 to Aug 8, 2018 · Carlsbad, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• W••••• M•••••••••left Aug 8, 2018, registered Nov 18, 2025 (2659 days) · Wirehouse to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address