RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 1, 2026 · Webster City, Ia
- O•••• W•••••• I••• BD affiliatedApr 13, 2026 to Jun 3, 2026 · Webster City, Ia
- E•••••••• A•••••••• L•• national BDApr 6, 2018 to Oct 7, 2018 · Ft Dodge, Ia
- O•••• W•••••• I••• to L•• F•••••••• L••left Jun 3, 2026, registered Jun 1, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••••• A•••••••• L•• to O•••• W•••••• I•••left Oct 7, 2018, registered Apr 13, 2026 (2745 days) · Affiliated broker-dealer or bank to another
- B•••• E••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-06-01)Jun 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address