J••••• D• K•••••••

• L•• F•••••••• L•• BD affiliated current
  since May 18, 2022 · Racine, Wi
• C••• B•••••••• S•••••••• I••• former
  Nov 5, 2018 to May 18, 2022 · Kenosha, Wi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 11, 2018 to Oct 29, 2018 · Union Grove, Wi
• L•• F•••••••• L•• BD affiliated
  Nov 29, 2017 to May 8, 2018 · Kenosha, Wi

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••
  left Oct 29, 2018, registered Nov 5, 2018 (7 days) · Affiliated broker-dealer or bank to independent RIA
• L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left May 8, 2018, registered Apr 11, 2018 (-27 days) · RIA to affiliated broker-dealer or bank · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address