RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Sherika Ralliford
- Title
- Wealth Advisorreporteddesertrosecapital.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Desert Rose Capital Management, Inc. independent RIA currentsince Sep 12, 2024 · Meridian, Id
- Ameriprise Financial Services, LLC national BDFeb 25, 2022 to Apr 15, 2022 · Boca Raton, Fl
- Nfsg Corporation BD affiliatedJan 26, 2021 to Jan 19, 2022 · Boca Raton, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 15, 2019 to Feb 27, 2020 · Delray Beach, Fl
- Ameriprise Financial Services, LLC to Desert Rose Capital Management, Inc.left Apr 15, 2022, registered Sep 12, 2024 (881 days) · Affiliated broker-dealer or bank to independent RIA
- Nfsg Corporation to Ameriprise Financial Services, LLCleft Jan 19, 2022, registered Feb 25, 2022 (37 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nfsg Corporationleft Feb 27, 2020, registered Jan 26, 2021 (334 days) · Wirehouse to affiliated broker-dealer or bank
- Sherika Ralliford left Ameriprise Financial Services, Llc for Desert Rose Capital Management, Inc. (registered 2024-09-12)Apr 15, 2022 · Advisor changed firm · fact
- Sherika Ralliford left Nfsg Corporation for Ameriprise Financial Services, Llc (registered 2022-02-25)Jan 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address