RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D••••• P••••••
- L•••• B•••••• • C••• L•• independent RIA currentsince Mar 27, 2026 · Rochester , Ny
- F•• A•••••••• I••• state registeredApr 24, 2021 to Mar 30, 2026 · Rochester, Ny
- E•••••••• A•••••••• L•• national BDJul 20, 2017 to Nov 28, 2018 · Rochester, Ny
- F•• A•••••••• I••• to L•••• B•••••• • C••• L••left Mar 30, 2026, registered Mar 27, 2026 (-3 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to F•• A•••••••• I•••left Nov 28, 2018, registered Apr 24, 2021 (878 days) · Affiliated broker-dealer or bank to a state-registered adviser
- R••••• D••••• P•••••• left F•• A•••••••• I••• for L•••• B•••••• • C••• L•• (registered 2026-03-27)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address