RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••• W••••• A••••••• former currentsince Jun 20, 2025 · Manalapan, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 10, 2021 to Nov 19, 2024 · Merrimack, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 14, 2020 to Oct 1, 2021 · Pennington, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• to S••• W••••• A•••••••left Nov 19, 2024, registered Jun 20, 2025 (213 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 1, 2021, registered Nov 10, 2021 (40 days) · Wirehouse to affiliated broker-dealer or bank
- R•••• R••• left F••••••• P••••••• A•• W•••••••• A••••••• for S••• W••••• A••••••• (registered 2025-06-20)Nov 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address