DFX Intelligence
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Registered advisor
R••••• J••••• Y•••••••••
Feed of 09/14/2026
Also filed as R••••• Y••••••••• J• Y•••••••••
At current firm
7 y
since Jul 1, 2019
In the industry
17 y
since Jun 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 1, 2019 · Berea, Oh
- J••• M••••• S••••••••• L•• wirehouseDec 12, 2017 to Jun 17, 2019 · North Olmsted, Oh
- E••••• J•••• national BDAug 28, 2017 to Oct 11, 2017 · Berea, Oh
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Jun 17, 2019, registered Jul 1, 2019 (14 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to J••• M••••• S••••••••• L••left Oct 11, 2017, registered Dec 12, 2017 (62 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address