RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• E••••• S••••••••
- K•••• F•••••••• A•••• A•••••••• L••• independent RIA currentsince Jun 25, 2026 · Fitchburg, Wi
- O•••• W••••• M••••••••• L•• independent RIANov 10, 2021 to May 19, 2026 · Altoona, Wi
- A•••• W••••• M••••••••• independent RIAJun 8, 2021 to Nov 5, 2021 · Waverly, Ia
- L•• F•••••••• L•• BD affiliatedAug 31, 2020 to May 24, 2021 · Madison, Wi
- M•• A••••••• F•••••••• M••••••••• I••• formerAug 6, 2019 to Aug 11, 2020 · Dubuque, Ia
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 5, 2017 to Dec 31, 2018 · Dubuque, Ia
- O•••• W••••• M••••••••• L•• to K•••• F•••••••• A•••• A•••••••• L•••left May 19, 2026, registered Jun 25, 2026 (37 days) · RIA to RIA
- A•••• W••••• M••••••••• to O•••• W••••• M••••••••• L••left Nov 5, 2021, registered Nov 10, 2021 (5 days) · RIA to RIA
- L•• F•••••••• L•• to A•••• W••••• M•••••••••left May 24, 2021, registered Jun 8, 2021 (15 days) · Affiliated broker-dealer or bank to independent RIA
- M•• A••••••• F•••••••• M••••••••• I••• to L•• F•••••••• L••left Aug 11, 2020, registered Aug 31, 2020 (20 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••left Dec 31, 2018, registered Aug 6, 2019 (218 days) · Affiliated broker-dealer or bank to another
- A•••• E••••• S•••••••• left O•••• W••••• M••••••••• L•• for K•••• F•••••••• A•••• A•••••••• L••• (registered 2026-06-25)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address