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Registered advisor
J•••••• S•••••• P••••••
Feed of 09/14/2026
Also filed as J•••••• S••••••
At current firm
0 y
since Jun 4, 2026
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 4, 2026 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2023 to Jun 15, 2026 · San Diego, Ca
- C••••••• S••••••••• formerApr 17, 2019 to Nov 3, 2023 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 2, 2019 to Apr 10, 2019 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 15, 2026, registered Jun 4, 2026 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C••••••• S•••••••••left Apr 10, 2019, registered Apr 17, 2019 (7 days) · Other
Signals
- J•••••• S•••••• P•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-06-04)Jun 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address