DFX Intelligence
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Registered advisor
D••••••• D•••••
Feed of 09/14/2026
Also filed as D••••••• V••••••• D•••••
At current firm
4 y
since Dec 20, 2021
In the industry
14 y
since Feb 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M• C•••••• P•••••••• L•• state registered currentsince Dec 20, 2021 · Chevy Chase, Md
- P•••• S••••••••• L•• no RAUMOct 18, 2017 to Jan 21, 2022 · North Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to M• C•••••• P•••••••• L••left Jan 21, 2022, registered Dec 20, 2021 (-32 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedJan 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address