RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W••••• V•••••••••
- V••••••••• P•••••• W••••• state registered currentsince Dec 3, 2020 · Lexington, Ky
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 18, 2019 to Oct 7, 2020 · Lexington, Ky
- J••••• H•••••••• W••• L••••• L•• formerOct 20, 2017 to Oct 18, 2019 · Lexington, Ky
- R••••• W• B•••• • C•• I••••••••• to V••••••••• P•••••• W•••••left Oct 7, 2020, registered Dec 3, 2020 (57 days) · RIA to a state-registered adviser
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address