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Registered advisor
R•••••• J•••• D•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
5 y
since Mar 29, 2021
In the industry
33 y
since Oct 6, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 29, 2021 · Smithfield, Va
- W•••••• • A••••••••• I••• unclassifiedApr 25, 1995 to Dec 10, 2002 · Horsham, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • A••••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 10, 2002, registered Mar 29, 2021 (6684 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address