RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• L• L•••
- S••••• O•• S••••••••• I••• BD affiliated currentsince Mar 7, 2023 · Lititz, Pa
- F•••••••• A•••••••• L•• independent RIAMar 16, 2020 to Mar 9, 2023 · Lancaster, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 15, 2019 to Nov 21, 2019 · Mechanicsburg, Pa
- F•••••••• A•••••••• L•• to S••••• O•• S••••••••• I•••left Mar 9, 2023, registered Mar 7, 2023 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•• I•••••••• S•••••••• L•• to F•••••••• A•••••••• L••left Nov 21, 2019, registered Mar 16, 2020 (116 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• L• L••• left F•••••••• A•••••••• L•• for S••••• O•• S••••••••• I••• (registered 2023-03-07)Mar 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address