RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• J•••••• V•••••••
- R••• F•••••••• P••••••• independent RIA currentsince Oct 23, 2024 · Austin, Tx
- E••••••• independent RIAMay 23, 2023 to Jul 29, 2024 · Durham, Nc
- O•• P••• F•••••• independent RIASep 13, 2017 to May 18, 2023 · Chapel Hill, Nc
- E••••••• to R••• F•••••••• P•••••••left Jul 29, 2024, registered Oct 23, 2024 (86 days) · RIA to RIA
- O•• P••• F•••••• to E•••••••left May 18, 2023, registered May 23, 2023 (5 days) · RIA to RIA
- K••••••• J•••••• V••••••• left Ellevest for R••• F•••••••• P••••••• (registered 2024-10-23)Jul 29, 2024 · Advisor changed firm · fact
- K••••••• J•••••• V••••••• left O•• P••• F•••••• for Ellevest (registered 2023-05-23)May 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address