RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• E• L••••••••
- O••••••••• • C•• I••• BD affiliated currentsince May 18, 2021 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 29, 2019 to Feb 22, 2021 · St Louis, Mo
- T• A••••••••• I••• formerJan 29, 2019 to May 12, 2021 · St. Louis, Mo
- T• A••••••••• I••• to O••••••••• • C•• I•••left May 12, 2021, registered May 18, 2021 (6 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 22, 2021, registered Jan 29, 2019 (-755 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address