RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A•• D•••••
- W••••••••• A••••••• independent RIA currentsince May 6, 2026 · Red Bank, Nj
- R••••••••• A••••••• L•• formerMar 3, 2020 to May 28, 2026 · Red Bank, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 4, 2018 to Jan 21, 2020 · Manasquan, Nj
- R••••••••• A••••••• L•• to W••••••••• A•••••••left May 28, 2026, registered May 6, 2026 (-22 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• A••••••• L••left Jan 21, 2020, registered Mar 3, 2020 (42 days) · Wirehouse to independent RIA
- D•••••• A•• D••••• left R••••••••• A••••••• L•• for W••••••••• A••••••• (registered 2026-05-06)May 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address