RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••••• H•••••••••
- L•• E••••••••• L•• BD affiliated currentsince Oct 31, 2025 · Atlanta, Ga
- E•••••••• A•••••••• L•• national BDMay 27, 2022 to Jul 17, 2025 · Birmingham, Al
- O•••• F•• I••• formerJun 5, 2019 to Jun 2, 2022 · Birmingham, Al
- E•••••••• A•••••••• L•• to L•• E••••••••• L••left Jul 17, 2025, registered Oct 31, 2025 (106 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to E•••••••• A•••••••• L••left Jun 2, 2022, registered May 27, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- R•••••• J••••• H••••••••• left E•••••••• A•••••••• L•• for L•• E••••••••• L•• (registered 2025-10-31)Jul 17, 2025 · Advisor changed firm · fact
- R•••••• J••••• H••••••••• left O•••• F•• I••• for E•••••••• A•••••••• L•• (registered 2022-05-27)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address