DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Keith Morris

Raymond James & Associates, Inc.national BDSt. Petersburg, Fl dual registrantIAPD 6879235

Feed of 09/15/2026

Also filed as Keith Lee Morris

At current firm

0 y

since Jul 31, 2026

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James & Associates, Inc. national BD current
since Jul 31, 2026 · St. Petersburg, Fl
Siebert Advisornxt, LLC. independent RIA
Aug 30, 2024 to Mar 4, 2025 · Omaha, Ne
Securities America Advisors, Inc. former
Jan 9, 2024 to Mar 25, 2024 · La Vista, Ne
Charles Schwab & Co., Inc. national BD
Feb 4, 2022 to Nov 16, 2023 · Omaha, Ne
Td Ameritrade Investment Management, LLC former
Mar 1, 2019 to Sep 7, 2023 · Omaha, Ne
Td Ameritrade, Inc. former
Feb 28, 2019 to Oct 14, 2022 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Siebert Advisornxt, LLC. to Raymond James & Associates, Inc.
left Mar 4, 2025, registered Jul 31, 2026 (514 days) · RIA to affiliated broker-dealer or bank
Securities America Advisors, Inc. to Siebert Advisornxt, LLC.
left Mar 25, 2024, registered Aug 30, 2024 (158 days) · Affiliated broker-dealer or bank to independent RIA
Charles Schwab & Co., Inc. to Securities America Advisors, Inc.
left Nov 16, 2023, registered Jan 9, 2024 (54 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.
left Sep 7, 2023, registered Feb 4, 2022 (-580 days) · corporate re-registration, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Oct 14, 2022, registered Mar 1, 2019 (-1323 days) · corporate re-registration, not a move

Signals

Keith Morris left Siebert Advisornxt, Llc. for Raymond James & Associates, Inc. (registered 2026-07-31)
Mar 4, 2025 · Advisor changed firm · fact
Keith Morris left Securities America Advisors, Inc. for Siebert Advisornxt, Llc. (registered 2024-08-30)
Mar 25, 2024 · Advisor changed firm · fact
Keith Morris left Charles Schwab & Co., Inc. for Securities America Advisors, Inc. (registered 2024-01-09)
Nov 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address