RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••••• R•••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Nov 18, 2025 · Garden City, Ny
- R•• R•••••••• L•• BD affiliatedMay 20, 2024 to Sep 29, 2025 · New York, Ny
- C•••••• S••••• • C••• I••• national BDApr 28, 2023 to May 10, 2024 · New York City, Ny
- R•• R•••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 29, 2025, registered Nov 18, 2025 (50 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to R•• R•••••••• L••left May 10, 2024, registered May 20, 2024 (10 days) · Affiliated broker-dealer or bank to another
- J••••••••• R••••• left R•• R•••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2025-11-18)Sep 29, 2025 · Advisor changed firm · fact
- J••••••••• R••••• left C•••••• S••••• • C••• I••• for R•• R•••••••• L•• (registered 2024-05-20)May 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address