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Registered advisor
D•••• E•••••• W•••••
Feed of 09/14/2026
Also filed as D•••• E W•••••
At current firm
1 y
since Sep 5, 2025
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Spartanburg, Sc
- A•••••• A••••••• S••••••• formerOct 3, 2023 to Sep 5, 2025 · Dallas, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 16, 2022 to Oct 11, 2023 · Spartanburg,, Sc
- A•••••• A••••••• S••••••• formerJul 8, 2019 to Feb 21, 2022 · Spartanburg, Sc
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A•••••• A••••••• S•••••••left Oct 11, 2023, registered Oct 3, 2023 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 21, 2022, registered Feb 16, 2022 (-5 days) · Affiliated broker-dealer or bank to another
Signals
- D•••• E•••••• W••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A•••••• A••••••• S••••••• (registered 2023-10-03)Oct 11, 2023 · Advisor changed firm · fact
- D•••• E•••••• W••••• left A•••••• A••••••• S••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-02-16)Feb 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address