RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V•• S•••••
- A••••••• E•••• A••••••• state registered currentsince Nov 25, 2022 · Corpus Christi, Tx
- B••••••••• W••••• A•••••••• L•• no RAUMMar 29, 2019 to Dec 10, 2020 · Corpus Christi, Tx
- R•••• F••• M••••••••• L•• independent RIADec 14, 2017 to Mar 27, 2019 · Corpus Christi, Tx
- B••••••••• W••••• A•••••••• L•• to A••••••• E•••• A•••••••left Dec 10, 2020, registered Nov 25, 2022 (715 days) · RIA to a state-registered adviser
- R•••• F••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••left Mar 27, 2019, registered Mar 29, 2019 (2 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address