RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• C•••••••• S•••
- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince Feb 5, 2025 · St. Louis, Mo
- T••• N•••• A•••••••• L•• independent RIANov 2, 2023 to Apr 8, 2024 · Dallas, Tx
- T••• N•••• A•••••••• L•• to M••••• G•••• I••••••••• A•••••••• L••left Apr 8, 2024, registered Feb 5, 2025 (303 days) · RIA to RIA
- M••••••• C•••••••• S••• left T••• N•••• A•••••••• L•• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2025-02-05)Apr 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address