RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• S••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 31, 2026 · Scottsdale, Az
- A••••••• A••••••• S•••••••• L•• BD affiliatedMar 12, 2026 to Jul 31, 2026 · Omaha, Ne
- C•••••• S••••• • C••• I••• national BDAug 15, 2023 to Nov 7, 2025 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 4, 2019 to Sep 7, 2023 · Omaha, Ne
- T• A••••••••• I••• formerNov 4, 2019 to Oct 14, 2022 · Omaha, Ne
- A••••••• A••••••• S•••••••• L•• to O•••• W•••••• I•••left Jul 31, 2026, registered Aug 31, 2026 (31 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to A••••••• A••••••• S•••••••• L••left Nov 7, 2025, registered Mar 12, 2026 (125 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Aug 15, 2023 (-23 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Nov 4, 2019 (-1075 days) · corporate re-registration, not a move
- B•••• M•••••• S•••• left A••••••• A••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2026-08-31)Jul 31, 2026 · Advisor changed firm · fact
- B•••• M•••••• S•••• left C•••••• S••••• • C••• I••• for A••••••• A••••••• S•••••••• L•• (registered 2026-03-12)Nov 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address